Form ADV, Part II

Being a Registered Investment Advisor entity wit the SEC, we are responsible for sharing our Form ADV with potential and current clients. This important document describes, in detail, our methods of operation and compensation.

Click here to see and download a copy of our current ADV Part II

Insurance products and programs offered through HA&W Risk Management, LLC. Securities offered through Securities America, Inc. Member NASD/SIPC. Shane Austin, Nick Bhandari, Lisa Schiffer, Chris Wynne, Registered Representatives. Advisory services offered through HA&W Wealth Management, LLC. HA&W Wealth Management LLC and TEGRA Financial Partners are not affiliated with Securities America, Inc.